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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-09-30
  • TX RA
    APPROVED_RES
    Since 2014-09-30

Branch Locations

175 Andover St Ste 201, Danvers, MA 01923 • United States

Peabody, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Danvers MA 09/2005 03/2020
Ameriprise Financial Services, Llc Danvers MA 03/2020 Present
Other Businesses

Board of Directors; Walnut Grove Cemetery Board of Trustees; Treasurer; Sylvan Street, , Danvers, MA, 1923; Not Investment-Related; 07/01/2015; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Walnut Grove Cemetery Corp; I currently serve on The Board of Trustees as Treasurer on a volunteer basis. This work will be in addition to that. Will report to The Board but specifically the President and Vice President of the Board; Cemetery including traditional burials, cremation burials and cremations; 30 Sylvan Street, , Danvers , MA, 01923; Not Investment-Related; 02/08/2025; 60 hours per month; 0 during trading hours. Other Business Activities; Notary Public; Serving as independent witness in situations to promote, serve, and protect public interest.; 16 Proctor Circle Peabody, MA 01960, ,; ; 07/01/2015; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-12-02
  • S63 Uniform Securities Agent State Law Examination
    1997-12-02

View on SEC IAPD

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