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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-03 |
| CA | RA | APPROVED | 2009-02-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Stockton | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Stockton | CA | 11/2016 | Present |
SAN JOAQUIN COUNTS ESTATE PLANNING COUNCIL; NOT INV. RELATED; STOCKTON, CA; BOARD MEMBER; START DATE 12/7/2022; 1 HRS PER MONTH; 1 HRS DURING TRADING; DUTIES FINDING SPEAKERS FOR THE MEMBER MEETINGS.;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-14 |
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