Daniel Vincent Christ

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-02-03
CA	RA	APPROVED	2009-02-23

TX RA
APPROVED

Since 2022-02-03
CA RA
APPROVED

Since 2009-02-23

Branch Locations

3121 W March Ln Ste 110, Stockton, CA 95219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Stockton	CA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Stockton	CA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Stockton, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Stockton, CA

Previous Registrations

1997-07-08 → 2009-02-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Stockton, CA

Stockton, CA

Other Businesses

SAN JOAQUIN COUNTS ESTATE PLANNING COUNCIL; NOT INV. RELATED; STOCKTON, CA; BOARD MEMBER; START DATE 12/7/2022; 1 HRS PER MONTH; 1 HRS DURING TRADING; DUTIES FINDING SPEAKERS FOR THE MEMBER MEETINGS.;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-07-01
S63	Uniform Securities Agent State Law Examination	1987-07-14

S66 Uniform Combined State Law Examination

2009-07-01
S63 Uniform Securities Agent State Law Examination

1987-07-14

Designations

Certified Financial Planner

Other Names

Dan Christ

View on SEC IAPD