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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-05-13 |
| FL | RA | APPROVED | 2019-01-29 |
| PA | RA | APPROVED | 2004-01-21 |
Branch Locations
955 Chesterbrook Blvd 3Rd Fl [L1-Rbo], Wayne, PA 19087 • United States
Key West, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Philadelphia | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 11/2016 | Present |
KEY WEST ROX, LLC, INVT RELATED, KEY WEST, FL, 100% OWNERSHIP, START DATE 1/1/2021, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-04 |
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