Joseph David Evans

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 06/2020
  Morgan Stanley
  Folsom, CA
• 06/2020 → 01/2025
  D.A. Davidson & Co.
  Roseville, CA
• 01/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-06-25 → 2025-01-22
  D.A. Davidson & Co.
  Roseville, CA
• 2015-08-28 → 2020-06-30
  Morgan Stanley
  Westlake Village, CA
  Westlake Village, CA
  Folsom, CA
• 1997-11-24 → 2015-09-03
  Wells Fargo Clearing Services, Llc
  Westlake Village, CA

Other Businesses

1. NAME OF OTHER BUSINESS: EVANS WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PROVIDE HOLISTIC WEALTH ADVICE START DATE: 1/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 7 BRIEF DESCRIPTION OF DUTIES: INVESTMENT AND PORTFOLIO MANAGEMENT;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-09-05
• S63 Uniform Securities Agent State Law Examination
  1989-02-10

Other Names

• Joe Evans