Darrell Maurice Washington

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2005-12-12

IL RA
APPROVED

Since 2005-12-12

Branch Locations

Matteson, IL • United States

222 S 9Th St Ste 1300, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Co	Chicago	IL	01/2005	Present
Principal Securities Inc	Chicago	IL	03/2016	Present

01/2005 → Present

Principal Life Insurance Co

Chicago, IL
03/2016 → Present

Principal Securities Inc

Chicago, IL

Other Businesses

PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/22/2022 ADDRESS: 3333 Finley Road Suite 550, Downers Grove IL 60515, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-12-09
S63	Uniform Securities Agent State Law Examination	1990-08-15

S65 Uniform Investment Adviser Law Examination

2005-12-09
S63 Uniform Securities Agent State Law Examination

1990-08-15

View on SEC IAPD