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Joseph Patrick Wofford

Raymond James & Associates, Inc.

San Antonio, TX

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-13
  • TX RA
    APPROVED
    Since 2013-02-13

Branch Locations

401 E. Sonterra Blvd., #100, San Antonio, TX 78258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. San Antonio TX 02/2013 Present
Previous Registrations
  • 2010-04-16 → 2013-02-13
    Morgan Keegan & Company, Llc
    San Antonio, TX
  • 2009-06-01 → 2010-05-13
    Morgan Stanley
    San Antonio, TX
  • 1987-07-28 → 2009-06-01
    Citigroup Global Markets Inc.
    San Antonio, TX
    San Antonio, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-24
  • S63 Uniform Securities Agent State Law Examination
    1987-07-24
Other Names
  • Joseph Patrick Wofford
  • Pat Wofford
  • Patrick J Wofford

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN ANTONIO, TX
1900 WEALTH · SAN ANTONIO, TX
ROCKEFELLER FINANCIAL LLC · San Antonio, TX
PARK AVENUE SECURITIES LLC · SAN ANTONIO, TX
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KESTRA ADVISORY SERVICES, LLC · San Antonio, TX
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