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Robert Ryan Wrobleske

Oppenheimer & Co. Inc.

Houston, TX

Hockley, TX

CRD 1678936

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Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2016-06-09
TX RA APPROVED 2009-04-22
  • LA RA
    APPROVED
    Since 2016-06-09
  • TX RA
    APPROVED
    Since 2009-04-22

Branch Locations

711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States

Hockley, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Houston TX 03/2009 Present
Previous Registrations
  • 2007-04-13 → 2009-03-11
    Stanford Group Company
    Houston, TX
  • 2003-07-01 → 2007-04-16
    Wells Fargo Clearing Services, Llc
    Houston, TX
    Houston, TX
  • 1987-08-27 → 2003-07-01
    Prudential Equity Group, Llc
    Houston, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-13
S63 Uniform Securities Agent State Law Examination 1987-08-25
  • S65 Uniform Investment Adviser Law Examination
    1996-02-13
  • S63 Uniform Securities Agent State Law Examination
    1987-08-25
Other Names
  • Ryan Wrobleske

View on SEC IAPD

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