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Elizabeth Anne Kenney

Ubs Financial Services Inc.

Chanhassen, MN

Wayzata, MN

CRD 1678919

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-12-21
  • MN RA
    APPROVED
    Since 2018-12-21

Branch Locations

Chanhassen, MN • United States

681 Lake Street E. Suite 354, Wayzata, MN 55391-1758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Wayzata MN 11/2017 Present
Assimilated Strategy Group Hopkins MN 08/2016 11/2017
Kari Lynn & Company Excelsior MN 03/2003 12/2016
  • 11/2017 → Present
    Ubs Financial Services
    Wayzata, MN
  • 08/2016 → 11/2017
    Assimilated Strategy Group
    Hopkins, MN
  • 03/2003 → 12/2016
    Kari Lynn & Company
    Excelsior, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-21
  • S66 Uniform Combined State Law Examination
    2018-12-21
Other Names
  • Elizabeth Anne Geller

View on SEC IAPD

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