Michael Shawn Roderick

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 03/2021
  Ameriprise Financial Services, Inc.
  Dublin, OH
• 03/2021 → 11/2024
  Pruco Securities, Llc.
  Columbus, OH
• 03/2021 → Present
  Prudential Insurance Company Of America
  Columbus, OH
• 11/2024 → Present
  Lpl Enterprise, Llc
  New Albany, OH

Previous Registrations

• 2021-03-10 → 2024-11-14
  Pruco Securities, Llc.
  New Albany, OH
  Columbus, OH
  New Albany, OH
  Columbus, OH
  Dublin, OH
• 2010-09-10 → 2021-03-11
  Ameriprise Financial Services, Llc
  Dublin, OH
  Dublin, OH
• 2008-01-01 → 2010-09-08
  Wells Fargo Clearing Services, Llc
  Columbus, OH
• 2003-02-04 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Columbus, OH
  Columbus, OH
  St. Louis, MO

Other Businesses

1) 09/11/2025-Embrace the First Step-Founder-Non-Profit Board Member-Not inv related-At New Albany, OH-Start date 02/05/2025-4hrs/mth-0hrs/mth during trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-04-12

Other Names

• Dyno Roderick
• Mike Roderick
• Michael Shawn Roderick
• Michael S Roderick