John Vincent Signorotti

Current Employers

Employment History

• 01/1988 → Present
  The Signorotti Company
  Sacramento, CA
• 01/1999 → Present
  Signorotti Insurance Services, Inc.
  Sacramento, CA
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Sacramento, CA
• 11/2018 → Present
  Osaic Wealth, Inc.
  Sacramento, CA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Gold River, CA
  Sacramento, CA
  Nashville, TN
• 1997-07-08 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Sacramento, CA
  Sacramento, CA
  Gold River, CA

Other Businesses

1) Rental Income; POSITION: CEO; NATURE: Signorotti Insurance Services, Inc. pays monthly rental fee to John and Judy Signorotti for use of property location 2628 18th Street, Sacramento, CA 95818.; INVESTMENT RELATED: Yes; NUMBER OF HOURS: 1; SECURITIES TRADING HOURS: 0; START DATE: 01/01/1999; ADDRESS: 2628 18th Street, Sacramento, CA 95818 , United States DESCRIPTION: Receive rent check from Signorotti Insurance Services, Inc. 2) SIGNOROTTI INSURANCE SERVICES, INC. POSITION: CEO NATURE: Corp. for purpose of fixed insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 45 SECURITIES TRADING HOURS: 40 START DATE: 01/01/1999 ADDRESS: 2628 18th Street, Sacramento CA 95818, United States DESCRIPTION: Fixed product advice to financial clients and some small group plans advice are rendered to clients utilizing Signorotti Insurance Services, Inc. Any securities work is kept completely separate, and is marketed and serviced through Osaic Wealth Inc. dba John Signorotti, CFP, ChFC, CLU. There is no co-mingling. If it is securities based insurance , e.g., variable annuities and variable life, these activities are worked 100% through Osaic Wealth Inc. FIA and EIA are also now worked 100% through the broker dealer channel, Osaic Wealth Inc. I do not market or have any other business card other than Osaic Wealth Inc. Fixed insurance products such as health insurance and term life insurance are not communicated to clients using the OWI email, nor is this a requirement. Non-securities business is not serviced under the broker dealer platform. My understanding is that the only fixed insurance product where it is mandated that client communications and all submitted business must go through the OWI platform is in the case of FIA, or EIA or FIEA. In these cases I utilize the broker dealer platform 100% of the time. For term life, traditional universal life and group and individual health insurance, I communicate to clients using another email, and commissions are paid directly to Signorotti Insurance Services, Inc. I choose to keep my fixed insurance product business separate / outside of the broker dealer as it is not a current requirement that all fixed insurance products go through the grid. 3) TRUSTEE POSITION: Trustee NATURE: Trustee for Aunt's estate. This is an update to a previously disclosed OBA that was approved by RAA. My aunt has passed and as a result my duties have changed slightly. I now manage the estate for the benefit of the granddaughter. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 02/27/2017 ADDRESS: 2628 18th Street, Sacramento CA 95818, United States DESCRIPTION: Manage ranch and residential properties, monitor bank account(s), monitor Morgan Stanley brokerage account, pay bills, deposit lease income into trust accounts, arrange distribution of property and income to granddaughter beneficiary, pay taxes, prepare tax information as required by CPA, maintain communications with CPA, estate lawyer, farmer/ranchers, and Morgan Stanley financial advisor. 4) SIGNOROTTI INSURANCE SERVICES, INC POSITION: Officer/Director NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 2628 18th Street, Sacramento, CA 95818 DESCRIPTION: I maintain the s-corp pension plan, called Signorotti Insurance Services, Inc DBPP. I act as sole trustee. The plan itself is administered by a TPA.

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-09-03

Designations