Todd Steven Harvey

Stifel, Nicolaus & Company, Incorporated

Center Valley, PA

CRD 1678529

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2009-05-05

PA RA
APPROVED

Since 2009-05-05

Branch Locations

3701 Corporate Parkway Suite 110, Center Valley, PA 18034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Allentown	PA	05/2009	Present

05/2009 → Present

Stifel Nicolaus & Co Inc

Allentown, PA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-06-09
S65	Uniform Investment Adviser Law Examination	1995-06-01

S63 Uniform Securities Agent State Law Examination

1995-06-09
S65 Uniform Investment Adviser Law Examination

1995-06-01

Designations

Certified Financial Planner

View on SEC IAPD

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