Ted L Coons

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-09-27
TX	RA	APPROVED	2018-09-27

IL RA
APPROVED

Since 2018-09-27
TX RA
APPROVED

Since 2018-09-27

Branch Locations

Warrenville, IL • United States

9809 W 55Th St, Countryside, IL 60525 • United States

8001 W 159Th St, Tinley Park, IL 60477 • United States

1654 Terry Dr, Joliet, IL 60436 • United States

35555 Winfield Road, Warrenville, IL 60555 • United States

2380 Caton Farm Rd, Crest Hill, IL 60403 • United States

951 East Lincoln Highway, New Lenox, IL 60555 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Advisor Networks Llc	El Segundo	CA	01/2013	09/2018
Lpl Financial	Warrenville	IL	09/2018	Present
Numark Credit Credit Union	New Lenox	IL	08/2019	Present

01/2013 → 09/2018

Cetera Advisor Networks Llc

El Segundo, CA
09/2018 → Present

Lpl Financial

Warrenville, IL
08/2019 → Present

Numark Credit Credit Union

New Lenox, IL

Previous Registrations

2001-03-14 → 2018-10-04

Cetera Wealth Services, Llc

Warrenville, IL

St. Charles, IL

St. Charles, IL
2007-04-17 → 2009-12-31

Total Clarity Wealth Management, Inc

St. Charles, IL

Other Businesses

1) 9/24/2018 - DBA FOR LPL BUSINESS - PLANNED FINANCIAL INDEPENDENCE CO - 100% - WARRENVILLE, IL 2) 9/24/2018 - NON-VARIABLE INSURANCE - TED COONS - WARRENVILLE, IL 3). 10/11/2019 - NuMark Financial Strategies - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/24/2019 - 30 hrs/mo - 5 hrs during trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-06-25
S63	Uniform Securities Agent State Law Examination	1991-12-06

S65 Uniform Investment Adviser Law Examination

1999-06-25
S63 Uniform Securities Agent State Law Examination

1991-12-06

Other Names

Ted L Coons

View on SEC IAPD