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37 West Avenue Suite 301, Wayne, PA 19087-3226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-11-22 |
Branch Locations
43 S. Main Street, Doylestown, PA 18901 • United States
37 West Avenue Suite 301, Wayne, PA 19087-3226 • United States
37 West Ave Suite 301, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-04-08 |
| NC | RA | APPROVED | 2020-04-08 |
| PA | RA | APPROVED | 2019-12-06 |
Branch Locations
43 S. Main Street, Doylestown, PA 18901 • United States
37 West Ave Suite 301, Wayne, PA 19087 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Jenkintown | PA | 10/2010 | 12/2019 |
| Alden Investment Group | Jenkintown | PA | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-03 |
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