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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2026-01-02 |
| MD | RA | APPROVED | 2002-10-04 |
Branch Locations
Sykesville, MD • United States
11350 Mccormick Road, Executive Plaza Iii Suite 202, Hunt Valley, MD 21031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Sykesville | MD | 02/2011 | Present |
| Park Avenue Securities Llc | Sykesville | MD | 02/2011 | Present |
1) Insurance other than Guardian, Start Date: 1/1/2023, Address:11350 McCormick Rd EP III, Suite 202 Hunt Valley, MD 21031, 2 total hours per month; 1 during securities trading, Investment Related, Less than 10% Annual Compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-14 |
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