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Veronique Brigitte Ida Jaggi

Wells Fargo Clearing Services, LLC

San Jose, CA

San Francisco, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-21
TX RA APPROVED_RES 2016-11-03
WA RA APPROVED 2013-07-10
  • CA RA
    APPROVED
    Since 2020-02-21
  • TX RA
    APPROVED_RES
    Since 2016-11-03
  • WA RA
    APPROVED
    Since 2013-07-10

Branch Locations

50 W San Fernando St Ste 1500 [Support Center], San Jose, CA 95113 • United States

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Francisco CA 11/2011 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-29
S63 Uniform Securities Agent State Law Examination 1991-01-28
  • S66 Uniform Combined State Law Examination
    2012-06-29
  • S63 Uniform Securities Agent State Law Examination
    1991-01-28
Other Names
  • Veronique Jaggi
  • Veronique B Jaggi
  • Veronique Ida Jaggi
  • Veronique B Jaggi
  • Veronique Brigitte Ida Jaggi

View on SEC IAPD

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