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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2014-12-09
TX RA APPROVED_RES 2014-12-03
  • CO RA
    APPROVED
    Since 2014-12-09
  • TX RA
    APPROVED_RES
    Since 2014-12-03

Branch Locations

4503 North Mesa, El Paso, TX 79912 • United States

Colorado Springs, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Colorado Springs CO 11/2014 Present
Previous Registrations
Other Businesses

(1)Name of Business: Single family home residential rental real estate Address: 4824 Stonehill Road, Colorado Springs, CO, 80918, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife is in real estate professionally and manages the property by collecting rent, scheduling maintenance and meeting with the renters when necessary. We discuss and jointly decide any improvements to the property.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-07
  • S63 Uniform Securities Agent State Law Examination
    1987-07-07
Designations

View on SEC IAPD

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