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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-07-28 |
| NJ | RA | APPROVED | 2002-06-12 |
Branch Locations
2107 Route 34 Suite 102, Wall, NJ 07719 • United States
140 Broad Street Suite 100, Red Bank, NJ 07701 • United States
Perrineville, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Manasquan | NJ | 06/1988 | Present |
PHANTOM HOUSE FARMS, LLC., PERRINEVILLE, NJ 08535. NOT INVESTMENT RELATED. BUSINESS - THOROUGHBRED HORSE OWNERSHIP.. TITLE - PART-OWNER. START DATE - 2004. 4 HOURS/MONTH. DUTIES - HORSE OWNERSHIP. NO REAL DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-31 |
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