Robert John Naclerio

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
• 02/2017 → 05/2022
  Bank Of America, N.A.
  White Plains, NY
• 05/2022 → Present
  Lpl Financial, Llc
  189 Long Hill Drive, NY

Previous Registrations

• 2017-01-11 → 2022-06-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY

Other Businesses

1. 4/2022 - Business Entity For Tax/Investment Purposes Only - Life Long Coach Advisor, LCA - Not Investment Related - Yorktown Heights, NY 10598 2. 12/7/2022 - CPC Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/06/2022 - 160 Hours Per Month/8 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-01-10
• S63 Uniform Securities Agent State Law Examination
  1994-04-11

Other Names

• Robert John Naclerio
• Robert Naclerio