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250 River Park North Drive, Woodstock, GA 30188 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-11-13 |
| FL | RA | APPROVED | 2018-06-20 |
Branch Locations
250 River Park North Drive, Woodstock, GA 30188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodstock Financial Group, Inc. | Woodstock | GA | 02/2006 | 11/2018 |
| Woodstock Wealth Management, Inc. | Woodstock | GA | 06/2018 | Present |
1. DIVERD LLC, NOT INVESTMENT RELATED; 4276 SE RAINBOWS END, STUART, FL 34997; charter services and commercial fishing; OWNER; STARTED 12/2010; DEVOTES APPROXIMATE 30 HOURS A MONTH WHICH 10 ARE DURING TRADING HOURS; offers charter services and commercial fishing. 2. Sole Proprietor; INVESTMENT RELATED; 4276 SE RAINBOWS END, STUART, FL 34997; sell non-securities insurance to include LIFE, Health & LTC; sole proprietor; STARTED 06/1999; DEVOTES APPROXIMATE 2 HOURS A month not during trading hours; selling non-securities insurance products.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-21 |
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