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Rees L Petersen

Raymond James & Associates, Inc.

Salt Lake City, UT

Cottonwood Heights, UT

CRD 1677150

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2021-08-24
  • UT RA
    APPROVED
    Since 2021-08-24

Branch Locations

Salt Lake City, UT • United States

6985 Union Park Ave Suite 500, Cottonwood Heights, UT 84047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Inc. Salt Lake City UT 05/2021 Present
Wells Fargo Bank, N.A. Salt Lake City UT 05/2005 04/2021
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-08-20
  • S63 Uniform Securities Agent State Law Examination
    2021-08-20
Designations
  • Chartered Financial Analyst
Other Names
  • Rees Lowell Petersen

View on SEC IAPD

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