Marvin Douglas Gardner

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2021-07-21
PA	RA	APPROVED	2021-07-21

OH RA
APPROVED

Since 2021-07-21
PA RA
APPROVED

Since 2021-07-21

Branch Locations

418 S Cascade St Suite 5, New Castle, PA 16101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gardners Tax & Financial Service, Inc	New Castle	PA	09/1985	Present
Waddell & Reed, Inc.	New Castle	PA	05/1987	07/2021
Various Insurance Carriers For W & R Insurance Agencies	Volant	PA	01/1995	07/2021
Woodmere Estates	New Castle	PA	01/1996	Present
Lpl Financial Llc	New Castle	PA	07/2021	Present

09/1985 → Present

Gardners Tax & Financial Service, Inc

New Castle, PA
05/1987 → 07/2021

Waddell & Reed, Inc.

New Castle, PA
01/1995 → 07/2021

Various Insurance Carriers For W & R Insurance Agencies

Volant, PA
01/1996 → Present

Woodmere Estates

New Castle, PA
07/2021 → Present

Lpl Financial Llc

New Castle, PA

Previous Registrations

2007-08-20 → 2021-07-21

Waddell & Reed

New Castle, PA

Monroeville, PA

Hamden, CT

Pittsburgh, PA

Other Businesses

1) 1/2000 - Tax Prep/Accounting/CPA - GARDNER'S TAX & FINANCIAL SERVICE, INC - Investment Related - 20 hr/mon 5 hr/trading - 5% - NEW CASTLE , PA, 16101 2) 1/1996 - Real Estate Rental - WOODMERE ESTATES - Investment Related - 5 hr/mon 2hr/trading - 2% - NEW CASTLE , PA, 16101

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-06-17

S63 Uniform Securities Agent State Law Examination

1987-06-17

Other Names

Doug Gardner

View on SEC IAPD