Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-06-27
  • NE RA
    APPROVED
    Since 2022-06-27

Branch Locations

302 E 6Th St, North Platte, NE 69101 • United States

North Platte, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Western Bank North Platte NE 09/2006 06/2022
Cetera Investment Services Llc St. Cloud MN 07/2011 06/2017
Cetera Investment Advisers Llc North Platte NE 01/2014 06/2017
Rymond James Financial Services,Inc North Platte NE 06/2017 06/2022
Raymond James Financial Services Advisors Inc. North Platte NE 06/2017 06/2022
Great Western Investments & Insurance North Platte NE 03/2018 06/2022
Great Western Investments And Insurance North Platte NE 06/2017 06/2022
Ameriprise Financial Services, Llc North Platte NE 06/2022 Present
  • 09/2006 → 06/2022
    Great Western Bank
    North Platte, NE
  • 07/2011 → 06/2017
    Cetera Investment Services Llc
    St. Cloud, MN
  • 01/2014 → 06/2017
    North Platte, NE
  • 06/2017 → 06/2022
    Rymond James Financial Services,Inc
    North Platte, NE
  • 06/2017 → 06/2022
    North Platte, NE
  • 03/2018 → 06/2022
    Great Western Investments & Insurance
    North Platte, NE
  • 06/2017 → 06/2022
    Great Western Investments And Insurance
    North Platte, NE
  • 06/2022 → Present
    North Platte, NE
Previous Registrations
  • 2017-06-19 → 2022-06-23
    North Platte, NE
  • 2014-01-21 → 2017-06-13
    North Platte, NE
  • 2011-07-28 → 2014-01-21
    Cetera Investment Services Llc
    North Platte, NE
    Callaway, NE
    Sidney, NE
    Lexington, NE
    Mccook, NE
    Alliance, NE
    Holdrege, PA
    Atkinson, NE
    Ord, NE
    Oneill, NE
  • 2006-10-13 → 2011-07-26
    Ameritas Investment Company, Llc
    North Platte, NE
    Lincoln, NE
    Gothenburg, NE
  • 2006-03-03 → 2006-10-05
    Cetera Investment Services Llc
    North Platte, NE
    North Platte, NE
Other Businesses

Outside Employment; Cirksena, Knight, Jacobsen, Sieps, Kresse, LLC; Financial Advisor; Financial Services; 1935 N 120th St, , Omaha, NE, 68154; Investment-Related; 06/17/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-02
S63 Uniform Securities Agent State Law Examination 1987-06-16
  • S65 Uniform Investment Adviser Law Examination
    2006-02-02
  • S63 Uniform Securities Agent State Law Examination
    1987-06-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in North Platte, NE

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor