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5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-03-08 |
Branch Locations
5202 Old Orchard Road Suite 250, Skokie, IL 60077 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Forest Securities, Inc. | Lagrange | IL | 03/2012 | 03/2020 |
| Quegh Ke Holdings, Inc. | Lagrange | IL | 03/2012 | 01/2022 |
| Native Tribal Alliance, Llc | Chicago | IL | 05/2012 | 01/2022 |
| Avellino Financial Advisors, Inc. | Chicago | IL | 07/2013 | 01/2022 |
| Uhlmann Price Securities, Llc | Skokie | IL | 01/2021 | Present |
| Uhlmann Investment Management Llc | Skokie | IL | 03/2022 | Present |
1) Uhlmann Investment Management LLC, is Investment Related (UIM is owned by UP Securities to serve their advisory clients).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-09-28 |
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