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Debra Ann Cosgrave

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Odessa, FL

Jacksonville, FL

Tampa, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-30
FL RA APPROVED 2004-10-25
  • TX RA
    APPROVED_RES
    Since 2010-04-30
  • FL RA
    APPROVED
    Since 2004-10-25

Branch Locations

Odessa, FL • United States

50 N Laura St, Jacksonville, FL 32202 • United States

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 04/1986 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-21
S63 Uniform Securities Agent State Law Examination 1988-04-08
  • S66 Uniform Combined State Law Examination
    2004-10-21
  • S63 Uniform Securities Agent State Law Examination
    1988-04-08
Other Names
  • Debra Ann Cosgrove
  • Debra Ann Sonnenberg

View on SEC IAPD

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