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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-02-19
MO RA APPROVED 2007-05-01
KS RA APPROVED 2001-03-06
  • TX RA
    APPROVED_RES
    Since 2010-02-19
  • MO RA
    APPROVED
    Since 2007-05-01
  • KS RA
    APPROVED
    Since 2001-03-06

Branch Locations

4001 W. 114Th St Suite 200, Leawood, KS 66211-2604 • United States

Lee'S Summit, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Leawood KS 03/2008 Present
City National Bank Leawood KS 05/2020 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Leawood, KS
  • 05/2020 → Present
    City National Bank
    Leawood, KS
Other Businesses

1) Name of Entity: Catholic Diocese of Kansas City- St. Joseph Address of Business: 20 West 9th Street Kansas City MO 64105 Business Description: Catholic Diocese Diocesan Investment Committee Projected Start Date - 11/06/2013 Projected End Date -No anticipated end date Business is not investment related Capacity - Committee/ Council member (not associated with the Board of Directors) Duties Performed - As a committee our duties are to review portfolio manager positions and performance. (no trading authority) Less than 1 hours devoted to this OBA per month (Committee meets once per quarter over lunch for approximately two hours) 0 hours devoted during security trading hours per month 2) NAME OF ENTITY: St Michael the Archangel Catholic High School ADDRESS: 2901 NW Lee's Summit Rd. Lee's Summit Mo 64064 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Board of Trustees member CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 05/01/23 DUTIES: Board of Trustees Member, objective is to govern this High School accordance with it's Bylaw's, establish operating policies, procedures and guidelines according to the Diocesan policies. Adopt annual operating and capital budgets and monitor them, adopt strategic plans and monitor them. HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-02
S63 Uniform Securities Agent State Law Examination 1987-07-31
  • S65 Uniform Investment Adviser Law Examination
    2001-03-02
  • S63 Uniform Securities Agent State Law Examination
    1987-07-31

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