Leslie Woerner Finnemore

Current Employers

Firva Capital Management Llc

3000 Bayport Drive Suite 585, Tampa, FL 33607 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-15

FL RA
APPROVED

Since 2025-12-15

Branch Locations

3000 Bayport Drive Suite 585, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Firva Capital Management Llc	Tampa	FL	10/2004	Present
Sinclair & Company, Llc	Darien	CT	10/2014	Present
World Equity Group	Arlington Heights	IL	06/2015	Present

10/2004 → Present

Firva Capital Management Llc

Tampa, FL
10/2014 → Present

Sinclair & Company, Llc

Darien, CT
06/2015 → Present

World Equity Group

Arlington Heights, IL

Previous Registrations

2010-11-02 → 2012-06-07

Forge

Other Businesses

I AM INVESTMENT ADVISOR REPRESENTATIVE, PRINCIPAL AND COO OF FIRVA CAPITAL MANAGEMENT, LLC. THIS ACTIVITY ACTIVITY COMMENCED 10/2004. IT COMPRISES 90% OF MY TIME DURING BUSINESS HOURS.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-06-03
S65	Uniform Investment Adviser Law Examination	2009-06-11

S63 Uniform Securities Agent State Law Examination

2013-06-03
S65 Uniform Investment Adviser Law Examination

2009-06-11

View on SEC IAPD