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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-02 |
| AZ | RA | APPROVED | 2021-01-26 |
Branch Locations
8501 North Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Scottsdale | AZ | 01/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 01/2021 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 01/2021 | Present |
NPZ HOLDINGS LLC, INV RELATED, SCOTTSDALE, AZ, 100% OWNERSHIP, START 11/3/2020, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE.;| LEGACY STRATEGIC PARTNERS LLC, INV RELATED, GROSSE POINT, MI, WEALTH MANAGEMENT ; 6.4% OWNERSHIP, START 01/01/2021, 1HOUR PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.;| CO-TRUSTEE FOR LEGACY STRATEGIC PARTNERS 401K FBO SELF & ASSOCIATES; INV. RELATED; GROSSE POINTE, MI; START DATE 09/30/2021; 0 HRS PER MONTH; 0 HRS DURING TRADING.;| CO-TRUSTEE FOR LEGACY STRATEGIC PARTNERS FBO ASSOCIATE, INV RELATED, GROSSE POINTE, MI, START: 1/30/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRATICE 401K.;| CO-TRUSTEE FOR LEGACY STRATEGIC PARTNERS FBO ASSOCIATE, INV RELATED, GROSSE POINTE, MI, START: 10/13/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRATICE 401K.;| CO-TRUSTEE FOR LEGACY STRATEGIC PARTNERS FBO ASSOCIATE, INV RELATED, GROSSE POINTE, MI, START: 6/25/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING, FINET PRATICE 401K.;| CO-TRUSTEE FOR LEGACY STRATEGIC PARTNERS FBO ASSOCIATE (2); INV RELATED; GROSSE POINT, MI; START: 10/03/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING; FINET PRACTICE 401K.| NICHOLAS PIZII; INV RELATED; SCOTTSDALE, AZ; FINET PRACTICE; 100% OWNERSHIP; START DATE 01/01/2021; 3 HOURS PER MONTH; 3 HOURS DURING TRADING| CO-TRUSTEE FOR LEGACY STRATEGIC PARTNERS 401K FBO ASSOCIATE; INV. RELATED; GROSSE POINTE, MI; START DATE 04/09/2025; 1 HR PER MONTH; 0 HRS DURING TRADING| CO-TRUSTEE FOR LEGACY STRATEGIC PARTNERS 401K FBO ASSOCIATE; INV. RELATED; GROSSE POINTE, MI; START DATE 04/09/2025; 1 HR PER MONTH; 0 HRS DURING TRADING CO-TRUSTEE FOR LEGACY STRATEGIC PARTNERS 401K FBO ASSOCIATE; INV. RELATED; GROSSE POINTE, MI; START DATE 10/03/2025; 1 HR PER MONTH; 0 HRS DURING TRADING LEGACY RE PARTNERS LLC; INV RELATED; GROSSE POINTE,MI; 6.47% OWNERSHIP; START DATE: 01/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;| CO-TRUSTEE FOR LEGACY STRATEGIC PARTNERS 401K FBO ASSOCIATE; INV. RELATED; GROSSE POINTE, MI; START DATE 04/01/2026; 1 HR PER MONTH; 0 HRS DURING TRADING HUNCHBACK, LLC ; INV RELATED;GROSSE POINTE,MI; BUILDING EXPENSES AND RENTAL PAYMENTS;6.47% OWNERSHIP; START DATE: 05/07/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 718; INV RELATED;GROSSE POINTE,MI; LLC;6.47% OWNERSHIP; START DATE: 06/01/2026; 1 HRS PER MONTH; - HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-18 |
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