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Inactive

Bruce T Hotaling

Focus Partners Wealth, LLC

Wayne, PA

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-11-19
PA RA APPROVED 2024-11-07
TX RA APPROVED 2024-11-07
  • CT RA
    APPROVED
    Since 2024-11-19
  • PA RA
    APPROVED
    Since 2024-11-07
  • TX RA
    APPROVED
    Since 2024-11-07

Branch Locations

100 West Lancaster Ave Suite 105, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hotaling Investment Management, Llc Wayne PA 11/2012 03/2023
Gyl Financial Synergies, Llc West Hartford CT 04/2023 11/2024
Focus Partners Wealth, Llc Clayton MO 11/2024 Present
  • 11/2012 → 03/2023
    Hotaling Investment Management, Llc
    Wayne, PA
  • 04/2023 → 11/2024
    Gyl Financial Synergies, Llc
    West Hartford, CT
  • 11/2024 → Present
    Focus Partners Wealth, Llc
    Clayton, MO
Previous Registrations
  • 2023-04-21 → 2024-12-06
    Gyl Financial Synergies, Llc
    Wayne, PA
    West Hartford, CT
  • 2013-01-18 → 2023-04-28
    Hotaling Investment Management, Llc
    Wayne, PA
  • 2009-01-09 → 2012-11-02
    Raymond James & Associates, Inc.
    Devon, PA
  • 2007-04-02 → 2009-01-13
    Morgan Stanley & Co. Llc
    Wayne, PA
  • 2006-09-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wayne, PA
    Wayne, PA
Other Businesses

The Merchant Fund; Non investment related; 1617 JFK Boulevard, Philadelphia, PA 19103; Board member (terming out 12/31/2024); May 1996; 2 hours per month; 0 during trading hours; Duties include attending board meetings

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-26
S63 Uniform Securities Agent State Law Examination 1993-11-17
  • S65 Uniform Investment Adviser Law Examination
    1993-11-26
  • S63 Uniform Securities Agent State Law Examination
    1993-11-17
Designations
Other Names
  • Bruce T Lipa
  • Bruce Thomas Lipa
  • Bruce Thomas Hotaling

View on SEC IAPD

Other Firms

ADDIS & HILL, INCORPORATED
CHARLES SCHWAB & CO., INC.
PNC WEALTH MANAGEMENT LLC
HORNOR, TOWNSEND & KENT, LLC
TODOROW CAPITAL PARTNERS LLC
HARVEST FUND ADVISORS LLC
ACT CAPITAL MANAGEMENT, LLC
THE ASCENT GROUP, LLC

Other Investors

JUSTIN J HILL
Kelly F Bashore
KENT RUSSELL ADDIS
Flynn Michael Ryan
DANIEL BROOKS
PETER MASTROMARCO
KENNETH WAYNE LISKEY
Colleen Maura Lotto

Other Offices

ADDIS & HILL, INCORPORATED · WAYNE, PA
CHARLES SCHWAB & CO., INC. · Wayne, PA
PNC WEALTH MANAGEMENT LLC · Wayne, PA
HORNOR, TOWNSEND & KENT, LLC · WAYNE, PA
TODOROW CAPITAL PARTNERS LLC · WAYNE, PA
HARVEST FUND ADVISORS LLC · WAYNE, PA
ACT CAPITAL MANAGEMENT, LLC · WAYNE, PA
THE ASCENT GROUP, LLC · WAYNE, PA

More in Wayne, PA

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