Thomas M Dircks

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → 02/2018
  Sii Investments, Inc.
  Brookfield, WI
• 06/2026 → Present
  Ameriprise Financial Services, Llc
  Roseville, MN
• 02/2018 → 06/2026
  Lpl Financial Llc
  Eden Prairie, MN
• 06/2021 → 06/2026
  The Investment Center, Inc.
  Eden Prairie, MN
• 03/2025 → 06/2026
  Lpl Financial Llc
  Eden Prairie, MN
• 03/2025 → 06/2026
  Lpl Financial Llc
  Eden Prairie, MN

Previous Registrations

• 2025-03-06 → 2026-06-18
  Lpl Financial Llc
  Eden Prairie, MN
• 2022-05-04 → 2025-03-06
  Ic Advisory Services, Inc.
  Bedminster, NJ
  Eden Prairie, MN
• 2004-01-09 → 2014-12-31
  Sii Investments, Inc.
  Brookfield, WI
  Brookfield, WI

Other Businesses

Board of Directors; Boulder Pointe HOA; Board Member Non Leader; 15452 Boulder Pointe Rd, , Eden Prairie, MN, 55347; Not Investment-Related; 07/28/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-05-04
• S63 Uniform Securities Agent State Law Examination
  1991-08-12

Other Names

• Tom Dircks
• Thomas Michael Dircks
• Thomas M Dircks Jr.
• Thomas Michael Dircks