William Pennington Dunn

Current Employers

Employment History

• 04/2016 → 11/2017
  Invest Financial Corp.
  Tampa, FL
• 11/2017 → 06/2020
  Next Financial Group, Inc.
  Houston, TX
• 06/2020 → Present
  Lpl Financial Llc
  Fort Lauderdale, FL
• 06/2020 → Present
  Private Advisor Group, Llc
  Fort Lauderdale, FL

Previous Registrations

• 2017-12-01 → 2020-06-02
  Next Financial Group, Inc.
  Fort Lauderdale, FL
  Fort Lauderdale, FL
  Fort Lauderdale, FL
• 2016-04-21 → 2017-12-01
  Invest Financial Corporation
  Ft. Lauderdale, FL
  Clearwater, FL
  Ft Lauderdale, FL
• 2013-04-16 → 2015-10-15
  First Allied Advisory Services, Inc.
  San Diego, CA
  Fort Lauderdale, FL
• 2011-03-17 → 2011-04-20
  Cetera Investment Services Llc
  Bloomfield, NJ
  Roseland, NJ
  Bloomfield, NJ
  New Providence, NJ

Other Businesses

1)04/16/2020 - Thomas Wealth Management - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)04/16/2020 - Author - non-inv rel - out of residential address - start: 02/20127 3) 7/22/2020 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 4/6/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 6/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 7/22/2020 - Private Advisor Group - DBA: (Hybrid) Thomas Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 4/6/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time spent 100% - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 6/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-16
• S63 Uniform Securities Agent State Law Examination
  1998-09-29

Other Names

• Bill Dunn
• William Pennington Dunn
• Wimmiam Pennington Dunn
• William Pennington Dunn