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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-01-30 |
Branch Locations
4155 Independence Drive Suite 1, Schnecksville, PA 18078 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Schnecksville | PA | 09/2014 | Present |
| Stonex Advisors Inc | Schnecksville | PA | 01/2015 | Present |
1) Lions District 14-K Nature: Lions Club Activities Investment Related: no Position: Executive Commitee Member Duties: Member of Executive Committee "Board Member) Start Date: 7/1/2007 Approximate Hours Devoted to Business: 4 per month Approximate Hours Devoted to Business During Market Hours: 0 2)Sight for Hope 845 W. Wyoming St. Allentown, PA 18103 Nature: Assists sight challenged individuals Investment Related: NO Position: Board Member Duties: Member of the Board of Directors Start Date: 1/1/2016 Approximate Hours Devoted to Business: 2 per month Approximate Hours Devoted to Business During Market Hours: 0 3) LG Investment Solutions - 4155 Independence Drive, Schnecksville, Pa. 18078 Nature of Business: Financial planning, retirement planning, investment advise, Life Insurance and annuity planning and sales, mutual fund sales. Investment Related: Yes Business Position: Managing Member Business Duties: Financial and Retirement planning, sales of Life Insurance, Annuities, mutual funds and advisory services, Management of LLC. Business Start Date: 07/01/2025 Approximately 180 hours spent on this OBA monthly, with 130 spent during market hours 4) 4155 Suite 1, LLC - 4155 Suite 1, Schnecksville, Pa.18078 Nature of Business: Ownership of the office Suite listed above and operated as a LLC. Investment Related: Yes Business Position: Co-member of the LLC Business Duties: Co-owner of the office suite my wife and I purchased for my investment business. Business Start Date: 07/01/2026 Approximately 1 hour spent on this OBA monthly; with 0 during market hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-09-28 |
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