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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-01-30 |
Branch Locations
4155 Independence Drive Suite 1, Schnecksville, PA 18078 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Bonita Springs, FL • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Schnecksville | PA | 09/2014 | Present |
| Stonex Advisors Inc | Schnecksville | PA | 01/2015 | Present |
1) Affiliated Financial Planners 4155 Independence Drive Schnecksville, PA 18066 Nature of Business: Its a DBA for Thomas C. Hock Investment Related: Non-Investment Related Title: DBA Duties: N/A Start Date: 01/01/1987 Approximate Hours Devoted to Business: N/A Approximate Hours Devoted to Business During Market Hours: N/A 2) Penn Mutual Nature of Business: Penn Mutual sells and services insurance policies Investment Related: Yes Business Position: producer Business Duties: Producer Business Start Date: 08/11/2025 Less than one hour spent on this OBA monthly
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1980-04-28 |
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