Willie Dunmore

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

Financial planning
Selection of other advisers
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2022-01-25

KS RA
APPROVED

Since 2022-01-25

Branch Locations

13501 Nall Avenue, Leawood, KS 66224-8902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Td Ameritrade	Overland Park	KS	01/2006	12/2022
Charles Schwab And Co., Inc.	Leawood	KS	12/2022	Present
Charles Schwab Bank, Ssb	Leawood	KS	07/2024	Present

01/2006 → 12/2022

Td Ameritrade

Overland Park, KS
12/2022 → Present

Charles Schwab And Co., Inc.

Leawood, KS
07/2024 → Present

Charles Schwab Bank, Ssb

Leawood, KS

Previous Registrations

2006-05-19 → 2023-09-07

Td Ameritrade Investment Management, Llc

Overland Park, KS

Overland Park, KS

Leawood, KS
2005-01-27 → 2022-10-14

Td Ameritrade, Inc.

Overland Park, KS

Overland Park, KS

Leawood, KS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-06-30

S66 Uniform Combined State Law Examination

2001-06-30

Other Names

Willie Dunmore

View on SEC IAPD