Christopher John Reilly

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-13
NY	RA	APPROVED	2021-04-10
WA	RA	APPROVED	2021-01-27
GA	RA	APPROVED	2020-12-14

TX RA
APPROVED_RES

Since 2024-05-13
NY RA
APPROVED

Since 2021-04-10
WA RA
APPROVED

Since 2021-01-27
GA RA
APPROVED

Since 2020-12-14

Branch Locations

Huntington, NY • United States

380 N. Broadway Suite 206, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cold Spring Harbor Asset Management	Huntington	NY	01/2008	Present
Rafferty Capital Markets, Llc	Garden City	NY	05/2011	Present
Morgan Stanley Smith Barney	New York	NY	09/2011	12/2020
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	12/2020
Osaic Wealth, Inc.	Jericho	NY	12/2020	Present

01/2008 → Present

Cold Spring Harbor Asset Management

Huntington, NY
05/2011 → Present

Rafferty Capital Markets, Llc

Garden City, NY
09/2011 → 12/2020

Morgan Stanley Smith Barney

New York, NY
01/2015 → 12/2020

Morgan Stanley Private Bank, National Association

New York, NY
12/2020 → Present

Osaic Wealth, Inc.

Jericho, NY

Previous Registrations

2011-12-09 → 2021-01-08

Morgan Stanley

New York, NY

Jericho, NY
2005-07-20 → 2007-03-07

Strategic Advisers Llc

Huntington, NY

Other Businesses

1. Provision Corporation; Not Investment related; Human Resource Cost Reduction; 03/2017; 0,2 2. COLD SPRING HARBOR ASSET MANAGEMENT POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/14/2021 ADDRESS: 14 HILLCREST ST, Huntington NY 11743, United States DESCRIPTION: Supplemental employee benefit sales (life, Accident, Health, 3. ASSURANCE IQ POSITION: sales agent NATURE: Individual/family health insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2021 ADDRESS: 920 5th Ave, Ste 3600, Seattle WA 98104, United States DESCRIPTION: respond to warm leads forwarded to me for individual/family health insurance

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-12-08
S63	Uniform Securities Agent State Law Examination	2011-11-11
S66	Uniform Combined State Law Examination	2002-02-14

S65 Uniform Investment Adviser Law Examination

2011-12-08
S63 Uniform Securities Agent State Law Examination

2011-11-11
S66 Uniform Combined State Law Examination

2002-02-14

Other Names

Christopher J Reilly

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