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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2025-12-22 |
| TX | RA | APPROVED_RES | 2025-12-18 |
Branch Locations
1021 E Cary St 22Nd Fl James Center Ii, Richmond, VA 23219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance | Glen Allen | VA | 10/1989 | 06/2022 |
| Mml Investors Services Llc | Glen Allen | VA | 11/1989 | 06/2022 |
| Ameriprise Financial Services, Llc | Richmond | VA | 06/2022 | 12/2025 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-18 |
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