James David Mackler

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Raymond James Financial Services, Inc
  Atlanta, GA
• 08/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Atlanta, GA

Previous Registrations

• 2009-06-01 → 2015-08-20
  Morgan Stanley
  Atlanta, GA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Atlanta, GA
• 2006-06-29 → 2007-04-02
  Morgan Stanley Dw Inc.
  Atlanta, GA
• 2003-03-28 → 2004-08-26
  Metlife Investment Fund Services Llc
  Alpharetta, GA

Other Businesses

((1)Name of Business: Dogwood Wealth Advisors Address: 1100 Peachtree St Ste 325, Atlanta, GA, 30309, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/17/2015 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Managing Director, Branch Supervisor

Exams

• S66 Uniform Combined State Law Examination
  1999-08-12

Other Names

• Jay Mackler
• James David Mackler
• James David Mackler