James Henry Bernstein

Employer firm

Qex Asset Management LLC CRD 325326

$8.50M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Qex Asset Management Llc

Bayville, NJ • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-03-27
NJ	RA	APPROVED	2023-10-10

TX RA
APPROVED_RES

Since 2025-03-27
NJ RA
APPROVED

Since 2023-10-10

Branch Locations

Bayville, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Windsor Financial Research, Llc	Robbinsville	NJ	05/1995	Present
Coastal Trade Securities	Robbinsville	NJ	05/2011	Present

05/1995 → Present

Windsor Financial Research, Llc

Robbinsville, NJ
05/2011 → Present

Coastal Trade Securities

Robbinsville, NJ

Previous Registrations

2006-05-02 → 2007-12-31

Windsor Financial Advisors, Inc.

Princeton, NJ
1997-10-28 → 2006-07-14

Ffp Advisory Services Inc

Princeton, NJ

Other Businesses

Prime Green Coffee, non investment related, 375 McKinley Ave, Bayville NJ 08721, sells unroasted coffee to home roasters, owner, start date 01/2012, 2 hours / month on weekends, 0 hours during trading hours, I buy and sell high end coffee for myself and other home roasters.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-06-29

S65 Uniform Investment Adviser Law Examination

2023-06-29

View on SEC IAPD