Alexa Phillips

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Bb&T	Fort Lauderdale	FL	04/2014	09/2016
Pnc Capital Advisors, Llc	Fort Lauderdale	FL	10/2016	05/2018
Pnc Funds Distributor, Llc	Fort Lauderdale	FL	10/2016	05/2018
Usi Consulting Group, Inc.	Glastonbury	CT	07/2018	03/2021
Usi Advisors, Inc.	Glastonbury	CT	07/2018	03/2021
Usi Securities, Inc.	Glastonbury	CT	07/2018	03/2021
Unemployed	Fort Lauderdale	FL	05/2018	07/2018
Cetera Investment Services Llc	St Cloud	MN	07/2021	11/2021
Cetera Investment Advisers Llc	Sunrise	FL	07/2021	11/2021
Unemployed	Fort Lauderdale	FL	03/2021	06/2021
Fidelity Investments	Merrimack	NH	11/2021	Present
Fidelity Investments	Boston	MA	03/2025	Present

2022-03-10 → 2025-03-31

Fidelity Personal And Workplace Advisors

Fort Lauderdale, FL
2021-07-30 → 2021-11-05

Cetera Investment Advisers Llc

Sunrise, FL
2018-07-26 → 2021-04-22

Usi Advisors

Fort Lauderdale, FL
2017-04-20 → 2018-05-21

Pnc Capital Advisors Llc

Fort Lauderdale, FL
2013-07-02 → 2014-04-15

Lpl Financial Llc

Plantation, FL
2010-11-02 → 2012-06-04

Nationwide Investment Advisors, Llc

Columbus, OH
2006-02-23 → 2010-08-23

Principal Securities, Inc.

Miami, FL

Des Moines, IA

Miramar, FL

Miami, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-02-25
S63	Uniform Securities Agent State Law Examination	1992-08-24