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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-13 |
| CA | RA | APPROVED | 2019-08-07 |
| WA | RA | APPROVED | 2011-10-12 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Seattle | WA | 09/2011 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*210921 - Seattle Theater Group; Investment related No; Seattle, Washington; Art/Culture; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2005; During business hours: 3; After business hours: 7; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-18 |
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