John Anthony Pizzoferrato

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1999 → Present
  Ogilvie Security Advisors Corporation
  Chicago, IL
• 10/2012 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 10/2012 → 11/2020
  First Allied Advisory Services, Inc.
  San Diego, CA
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 09/2022 → Present
  Cetera Advisors Llc
  Lombard, IL
• 11/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2012-10-24 → 2020-11-12
  First Allied Advisory Services, Inc.
  Lombard, IL
• 2002-03-20 → 2012-10-24
  Ogilvie Security Advisors Corporation
  Lombard, IL
  Lombard, IL

Other Businesses

1.) JOHN PIZZAFERRATO, CPA; NOT INV-REL; 1204 HONEY HILL RD., ADDISON, IL, 60101; TAX COMPLIANCE & CONSULTATION; CPA; 1/1992; 20-25 HRS/MONTH; TAX COMPLIANCE & CONSULTATION; 2.) PJ ACTS, LTD.; NOT INV-REL; 151 E. 22ND ST., LOMBARD, IL 60148; ACCOUNTING AND TAX WORK/SERVICES; EMPLOYEE; 1/2012; 20 HRS/MONTH; ACCOUNTING & TAX SSERVICES 3.) MPH INVESTMENT GROUP; NOT INV-REL; 1204 HONEY HILL RD., ADDISON, IL, 60101; RESIDENTIAL REAL ESTATE/OWN A 6-FLAT APT. BLDG.; GENERAL PARTNER; 12/1985; 2 HRS/MONTH; 4.) JP FINANCIAL GROUP INDEPENDENT CONTRACTOR;INSURANCE (FIXED/LIFE/HEALTH/P&C); 40 HOURS PER MONTH 08/16/2012 5.) GREGG COMMUNICATIONS SYSTEMS, INC; DIRECTOR; RETAIL SALES; START DATE 09/01/2015; 4 HOURS PER MONTH.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-03-06
• S63 Uniform Securities Agent State Law Examination
  1999-08-13