Paul Wadsworth Pendorf

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1994 → Present
  Self Employed
  Irvine, CA
• 10/1995 → Present
  Massachusetts Mutual Life Ins. Co
  Springfield, MA
• 10/2010 → Present
  Independent Financial Group
  San Diego, CA

Previous Registrations

• 2007-04-11 → 2023-10-16
  Main Street Advisors, Llc
  Laguna Niguel, CA
• 2007-09-13 → 2007-10-15
  Baker Jensen Investment Advisors, Llc
  San Clemente, CA

Other Businesses

(1) INSURANCE CONSULTANT POSITION: Independent Contractor NATURE: Consulting Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2019 ADDRESS: 31666 West Nine Drive, Laguna Niguel CA 92677, United States DESCRIPTION: INSURANCE REVIEW AND CONSULTATION OF TRADITIONAL WHOLE LIFE, UNIVERSAL LIFE AND LONG-TERM CARE POLICIES FOR A FIXED, PER POLICY FEE. (2) UNITED AMERICAN INSURANCE CO POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/02/2018 ADDRESS: 31666 West Nine Drive, Laguna Niguel CA 92677, United States DESCRIPTION: RESERVE FUND ANNUITY SALES WITH UNITED AMERICAN INSURANCE CO (3) INSURANCE AGENT POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 80 START DATE: 10/10/2020 ADDRESS: 31666 West Nine Drive, Laguna Niguel CA 92677, United States DESCRIPTION: CA INSURANCE AGENT OFFERING VARIOUS TYPES OF FIXED INSURANCE (4) WEST NINE CONDO BOARD OF DIRECTORS POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/19/2025 ADDRESS: 31666 West Nine Drive, Laguna Niguel CA 92677, United States DESCRIPTION: Recently appointed to my condo associations Board of Directors as the secretary. The term should be 2 years and we meet once a month to determine policy for the board. We have a professional management company managing the property. There is no compensation.

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-11-13
• S63 Uniform Securities Agent State Law Examination
  1999-10-07

Other Names

• Paul Wadsworth Pendof