Daniel Paul Guenther

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-01-02
WI	RA	APPROVED	2024-11-14

FL RA
APPROVED

Since 2025-01-02
WI RA
APPROVED

Since 2024-11-14

Branch Locations

Summerfield, FL • United States

10000 W Innovation Drive Suite 190, Wauwatosa, WI 53226 • United States

411 Walnut St 17440, Green Cove Sprints, FL 32043 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
The Prudential Insurance Company Of America	Watertown	WI	04/1987	Present
Pruco Securities,Llc	Watertown	WI	04/1987	11/2024
Lpl Enterprise, Llc	Wauwatosa	WI	11/2024	Present

04/1987 → Present

The Prudential Insurance Company Of America

Watertown, WI
04/1987 → 11/2024

Pruco Securities,Llc

Watertown, WI
11/2024 → Present

Lpl Enterprise, Llc

Wauwatosa, WI

Previous Registrations

2003-04-05 → 2024-11-14

Pruco Securities, Llc.

Waukesha, WI

Watertown, WI

Wauwatosa, WI

Green Cove Sprints, FL

Other Businesses

1) 03/07/2025- Daniel P Guenther- Property and Casualty-this oba is for the sale of property and casualty products- inv. related- at Summerfield, FL- start date 11/16/2024- 1hr/mnth-1hr during trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-04-05
S63	Uniform Securities Agent State Law Examination	1987-06-08

S65 Uniform Investment Adviser Law Examination

2003-04-05
S63 Uniform Securities Agent State Law Examination

1987-06-08

View on SEC IAPD