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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-29 |
| NY | RA | APPROVED | 2023-11-02 |
Branch Locations
150 Motor Parkway Suite 200, Hauppauge, NY 11788 • United States
One N Jefferson Ave, St. Louis, MO 63103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hauppauge | NY | 07/2013 | 05/2018 |
| Raymond James Financial Services, Inc. | Hauppage | NY | 05/2018 | 11/2023 |
| Raymond James Financial Services Advisors Inc. | Hauppauge | NY | 05/2018 | 11/2023 |
| Wells Fargo Advisors Financial Network, Llc | Hauppauge | NY | 11/2023 | Present |
(1)Name of Business: none Address: 150 Motor Pkwy Ste 207, Hauppauge, NY, 11788, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/21/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Work with clients to assist with their non variable Life, Disability and health insurance needs. (2)Name of Business: Rental Real Estate Address: 2 True Harbour Way , West Islip , NY, 11795, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: House I own that I will rent out for 6months (3)Name of Business: Retirement Plan Consulting Group Address: 150 Motor Pkwy Ste 207, Hauppauge, NY, 11788, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/21/2018 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: 50% Owner of this LLC that is a DBA for only RJFS approved business activities. (4)Name of Business: Retirement Plan Consulting Group Address: 150 Motor Pkwy Ste 210, Hauppauge, NY, 11788, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 05/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: RETIREMENT PLAN CONSULTING GROUP LLC, NOT INV RELATED, HAUPPAUGE, NY, 50% OWNERSHIP, START DATE: 11/1/15, 120 HRS PER MONTH, 8 HRS DURING TRADING, FINET; LANZA FINANCIAL SERVICES CORP, NOT INV RELATED, BAYSHORE, NY, 100% OWNERSHIP, START DATE: 2/15/11, 4 HRS PER MONTH, 0 HRS DURING TRADING, FINET;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-06 |
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