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John Edward Hommel

Hommel Wealth Management, Inc.

Garden City, NY

CRD 1673219

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Employer firm

Hommel Wealth Management, Inc. CRD 277166

$9.75M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Hommel Wealth Management, Inc.

1225 Franklin Ave, Ste 500, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-04
  • NY RA
    APPROVED
    Since 2026-05-04

Branch Locations

1225 Franklin Ave, Ste 500, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Client Asset Management Garden City NY 04/2010 Present
  • 04/2010 → Present
    Private Client Asset Management
    Garden City, NY
Previous Registrations
  • 2009-05-04 → 2010-03-25
    Chase Investment Services Corp.
    Rockville Centre, NY
    New Hyde Park, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-04-16
S66 Uniform Combined State Law Examination 2007-01-09
S63 Uniform Securities Agent State Law Examination 1998-08-15
  • S65 Uniform Investment Adviser Law Examination
    2026-04-16
  • S66 Uniform Combined State Law Examination
    2007-01-09
  • S63 Uniform Securities Agent State Law Examination
    1998-08-15

View on SEC IAPD

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