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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-05-04
FL RA APPROVED 2026-04-20
CT RA APPROVED 2026-04-17
MD RA APPROVED 2026-04-17
NJ RA APPROVED 2026-04-17
NY RA APPROVED 2026-04-17
TX RA APPROVED 2026-04-17
  • WA RA
    APPROVED
    Since 2026-05-04
  • FL RA
    APPROVED
    Since 2026-04-20
  • CT RA
    APPROVED
    Since 2026-04-17
  • MD RA
    APPROVED
    Since 2026-04-17
  • NJ RA
    APPROVED
    Since 2026-04-17
  • NY RA
    APPROVED
    Since 2026-04-17
  • TX RA
    APPROVED
    Since 2026-04-17

Branch Locations

Stamford, CT • United States

136-20 38Th Avenue Unit 8J, Flushing, NY 11354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc New York NY 06/2016 02/2026
Fidelity Personal And Workplace Advisors Boston MA 07/2018 02/2026
Retired Stamford CT 02/2026 03/2026
Guardian Life Insurance Company Flushing NY 04/2026 Present
Park Avenue Securities Flushing NY 04/2026 Present
Park Avenue Securities Stamford CT 04/2026 Present
Guardian Life Insurance Company Stamford CT 04/2026 Present
  • 06/2016 → 02/2026
    Fidelity Brokerage Services Llc
    New York, NY
  • 07/2018 → 02/2026
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 02/2026 → 03/2026
    Retired
    Stamford, CT
  • 04/2026 → Present
    Guardian Life Insurance Company
    Flushing, NY
  • 04/2026 → Present
    Park Avenue Securities
    Flushing, NY
  • 04/2026 → Present
    Park Avenue Securities
    Stamford, CT
  • 04/2026 → Present
    Guardian Life Insurance Company
    Stamford, CT
Previous Registrations
  • 2025-03-31 → 2026-02-19
    Stamford, CT
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Smithfield, RI
    Stamford, CT
  • 2016-07-06 → 2018-07-13
    New York, NY
    Merrimack, NH
  • 2013-09-17 → 2016-06-06
    New York City, NY
  • 2008-01-01 → 2009-01-27
    Wappingers Falls, NY
    Sloatsburg, NY
    Middletown, NY
    Suffern, NY
    Tappan, NY
    Bardonia, NY
    Middletown, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-13
S63 Uniform Securities Agent State Law Examination 2002-10-10
  • S65 Uniform Investment Adviser Law Examination
    2013-09-13
  • S63 Uniform Securities Agent State Law Examination
    2002-10-10
Other Names
  • Andrea Gaetano Dougherty
  • Andrea L Gaetano
  • Andrea Lynda Gaetano
  • Andrea Avitabile

View on SEC IAPD

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