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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-05-04 |
| FL | RA | APPROVED | 2026-04-20 |
| CT | RA | APPROVED | 2026-04-17 |
| MD | RA | APPROVED | 2026-04-17 |
| NJ | RA | APPROVED | 2026-04-17 |
| NY | RA | APPROVED | 2026-04-17 |
| TX | RA | APPROVED | 2026-04-17 |
Branch Locations
136-20 38Th Avenue Unit 8J, Flushing, NY 11354 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | New York | NY | 06/2016 | 02/2026 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 02/2026 |
| Retired | Stamford | CT | 02/2026 | 03/2026 |
| Guardian Life Insurance Company | Flushing | NY | 04/2026 | Present |
| Park Avenue Securities | Flushing | NY | 04/2026 | Present |
| Park Avenue Securities | Stamford | CT | 04/2026 | Present |
| Guardian Life Insurance Company | Stamford | CT | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-10 |
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