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4 Campus Drive, Parsippany, NJ 07054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Risk Management, Inc. | Parsippany | NJ | 10/2016 | 12/2018 |
| Summit Financial Resources, Inc. | Parsippany | NJ | 10/2016 | 10/2018 |
| Summit Equities, Inc. | Parsippany | NJ | 10/2016 | 12/2018 |
| Summit Equities, Inc. | Parsippany | NJ | 06/2017 | 12/2018 |
| Summit Financial, Llc | Parsippany | NJ | 12/2018 | Present |
| Ls Securities, Llc | Parsippany | NJ | 04/2019 | Present |
| Ls Securities, Llc | Parsippany | NJ | 06/2020 | 09/2020 |
(1) MR. GREGOR IS A MEMBER AND PASSIVE INVESTOR IN NODA VENTURES, A REAL ESTATE BUSINESS WHICH DEALS WITH RENTALS AND DEVELOPMENT PROPERTIES, LOCATED AT 1210 & 1218 36TH STREET CHARLOTTE NC 28205, STARTED IN 2015. MR. GREGOR DEVOTES 0-4 HOURS TO THIS BUSINESS ON WEEKENDS AND NONE DURING SECURITIES TRADING TIME. (2) MR. GREGOR IS A MEMBER OF SUGAR CREEK VENTURES, LLC A REAL ESTATE ACQUISITION AND DEVELOPMENT BUSINESS LOCATED AT 1001 ELIZABETH AVENUE SUITE 1D, CHARLOTTE NC 28204; HIS RELATIONSHIP WITH THIS OUTSIDE BUSINESS ACTIVITY BEGAN DECEMBER, 2016; MR. GREGOR DOES NOT DEVOTE ANY HOURS TO THIS OUTSIDE BUSINESS ACTIVITY DURING SECURITIES TRADING HOURS. (3) MR. GREGOR IS A MEMBER OF NYCBC, A RESTAURANT AND BREWERY BUSINESS, SINCE SEPTEMBER 2017. HE DEVOTES APPROXIMATELY FOUR HOURS MONTHLY, ON WEEKENDS TO THIS OUTSIDE BUSINESS ACTIVITY; NONE DURING SECURITY TRADING HOURS. (4) ADDITIONALLY, MR. GREGOR IS A MEMBER OF SG INVESTMENT PARTNERS, A FINANCING COMPANY LOCATED AT 6205 MORRISON BLVD. SUITE 815, NC 28211; SG INVESTMENT PARTNERS MAY FINANCE SUMMIT REPS OR NON-SUMMIT REPS. START OF THE RELATIONSHIP, SEPTEMBER 15TH, 2020; MR. GREGOR WILL DEVOTE LESS THAN 50 HOURS PER MONTH TO THIS ACTIVITY, AND LESS THAN 50 HOURS PER MONTH DURING SECURITIES TRADING HOURS; THIS OUTSIDE BUSINESS ACTIVITY MAY ALSO BE CONNECTED TO SUMMIT BUSINESS OR SUMMIT CLIENTS; NO PERSONAL INCOME WILL BE GENERATED FROM THIS ACTIVITY. (5) SUMMIT AVENUE DEVEOPMENT: INVESTMENT RELATED - REAL ESTATE HOLDINGS; MEMBER; PREPARE LAND FOR DEVELOPMENT; ADDRESS: 1021 SOUTHSTONE DRIVE, CHARLOTTE, NC 28210; START: 1/2/2025; LESS THAN 10 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. (6) INVESTMENT RELATED - REAL ESTATE HOLDINGS; MEMBER; PREPARE LAND FOR DEVELOPMENT; ADDRESS: 1021 SOUTHSTONE DRIVE, CHARLOTTE, NC 28210; START: 1/2/2025; LESS THAN 10 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. (7) G4 PARTNERS, LLC: INVESTMENT RELATED - REAL ESTATE HOLDINGS; MEMBER; PREPARE LAND FOR DEVELOPMENT; ADDRESS: 1021 SOUTHSTONE DRIVE, CHARLOTTE, NC 28210; START: 1/2/2025; LESS THAN 10 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS. (8) Waterfall Bank: Board Member; Investment-related; The commitment is joining quarterly calls discussing strategy and future direction. Address: 5500 McLennan Street, Clearwater FL 33756; Start 2/3/26; 2 hours per month devoted to this outside business activity. (9) Sabre Games: Not investment-related; On-line gaming company; Passive investor and potential Board Member/advisor; Start : 4/2022. Less than 2 hours devoted to this outside activity and less than 2 hours during securities trading. (10) Tampa RE: Nature of business is real estate; passive investor; 0 hours devoted to this outside activity and 0 hours during securities trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-27 |
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