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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-26 |
Branch Locations
947 Gessner Road Suite A260, Houston, TX 77024-2501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Houston | TX | 11/2012 | 12/2022 |
| Td Ameritrade Investment Management, Llc | Houston | TX | 12/2012 | 12/2022 |
| Charles Schwab Bank, Ssb | Houston | TX | 07/2022 | Present |
| Charles Schwab & Co., Inc. | Houston | TX | 01/2022 | Present |
| Charles Schwab And Co., Inc. | Houston | TX | 12/2022 | Present |
BASEBALL UMPIRE POSITION: UMPIRE NATURE: SPORTS OFFICIATING INVESTMENT RELATED: NO NUMBER OF HOURS: 50 INVESTMENT RELATED HOURS: 0 START DATE: 02/15/2008 ADDRESS: 20819 DURAND OAK CT, CYPRESS TX 77433 DESCRIPTION: TASO & BASEBALL USA, HOUSTON, TX,281-636-3777. BASEBALL UMPIRE ASSOCIATION, UMPIRE. UMPIRING YOUTH BASEBALL GAMES.12-15 HOURS PER WEEK. NIGHTS AND WEEKENDS ONLY. EMPLOYMENT HIRED DATE 02/15/2008.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-24 |
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