Mary Mee Goon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-03-12
IA	RA	APPROVED	2025-03-06

IL RA
APPROVED

Since 2025-03-12
IA RA
APPROVED

Since 2025-03-06

Branch Locations

Rock Island, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Investment Center Inc	Rock Island	IL	02/2009	03/2025
Ic Advisory Services Inc	Rock Island	IL	02/2009	03/2025
Lpl Financial Llc	Rock Island	IL	03/2025	Present

02/2009 → 03/2025

The Investment Center Inc

Rock Island, IL
02/2009 → 03/2025

Ic Advisory Services Inc

Rock Island, IL
03/2025 → Present

Lpl Financial Llc

Rock Island, IL

Previous Registrations

2009-02-03 → 2025-03-06

Ic Advisory Services, Inc.

Rock Island, IL

Bedminster, NJ
1999-01-01 → 2009-01-21

Rbc Capital Markets, Llc

Clive, IA

Bettendorf, IA

Clive, IA

Other Businesses

1. 09/05/2025 - NexAnnuity - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/25/2025 - 2 hours per month/ during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-09-26
S63	Uniform Securities Agent State Law Examination	1987-08-07

S66 Uniform Combined State Law Examination

2007-09-26
S63 Uniform Securities Agent State Law Examination

1987-08-07

View on SEC IAPD