Marc J Minkoff

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 01/2024
  Woodbury Financial Services Inc
  Palm Desert, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Palm Desert, CA

Previous Registrations

• 2015-11-25 → 2024-01-19
  Woodbury Financial Services, Inc.
  Palm Desert, CA
  Costa Mesa, CA
  Palm Desert, CA
• 2003-07-01 → 2015-11-27
  Wells Fargo Clearing Services, Llc
  Palm Desert, CA
  Indian Wells, CA
• 2000-07-28 → 2003-07-01
  Prudential Equity Group, Llc
  Indian Wells, CA

Other Businesses

MINKOFF CAPITAL POSITION: Financial Advisor NATURE: Sole Proprietorship. Minkoff Capital is used for my financial advising business. This name appears on my LinkedIn account and is therefore considered an outside business. Minkoff Capital is already approved by the advertising group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2015 ADDRESS: 39705 Regency Way, Palm Desert CA 92211, United States DESCRIPTION: Minkoff Capital is used for my financial advising business. This name appears on my LinkedIn account and is therefore considered an outside business. Minkoff Capital is already approved by the advertising group.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-29
• S63 Uniform Securities Agent State Law Examination
  1987-06-26

Other Names

• Marc Minkoff