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Bruce Alan Schmitt

Thrivent Investment Management Inc.

Spokane, WA

CRD 1672819

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-06-09
OK RA APPROVED 2023-05-02
TX RA APPROVED_RES 2013-10-14
WA RA APPROVED 2010-12-23
  • DC RA
    APPROVED
    Since 2025-06-09
  • OK RA
    APPROVED
    Since 2023-05-02
  • TX RA
    APPROVED_RES
    Since 2013-10-14
  • WA RA
    APPROVED
    Since 2010-12-23

Branch Locations

534 E Spokane Falls Blvd, Spokane, WA 99202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Appleton WI 07/2002 Present
Thrivent Investment Management Inc Spokane WA 07/2002 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-22
S66 Uniform Combined State Law Examination 2002-11-21
S63 Uniform Securities Agent State Law Examination 1987-06-06
  • S65 Uniform Investment Adviser Law Examination
    2010-12-22
  • S66 Uniform Combined State Law Examination
    2002-11-21
  • S63 Uniform Securities Agent State Law Examination
    1987-06-06
Other Names
  • Bruce Schmitt

View on SEC IAPD

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